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Barbara Weltman

Big Ideas for Small Business, Inc.

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Public offerings exempt from SEC registration?

December 30, 2013 / By Hudson Fusion

Currently, under the JOBS Act and SEC regulations, offerings up to $5 million are exempt from registration requirements but still subject to state blue sky laws (although there are still strict requirements imposed). A second tier of offerings up to $50 million would be exempt from both registration and state blue sky laws under proposed SEC rules.

You’ll find my two latest books available on Amazon: 

  • Smooth Failing: Top industry leaders share their secrets for turning pain into profit, The Living Edition (which grows as new chapters are added at no cost)
  • J.K. Lasser’s Guide to Self-Employment: Taxes, Tips, and Money-Saving Strategies for Schedule C Filers .

QuickBooks Online  - Try it Free for 30 days

Shoeboxed.com - Scan Receipts and Business Cards

NFIB Business Edition® Mastercard® card with Maximum Rewards®

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Small business ideas, business tax news and small business consulting from Barbara Weltman to provide business owners with the information they need to succeed. Visit our small business blog, Idea of The Day®, small business books and articles on small business taxes, small business finance and small business legal advice.

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